Byzantine Empire (610-1025) - Wikipedia

2022. 6. 28. 01:47역사 자료/비잔틴제국 (867-963)

Shrinking borders

 

Early Heraclian dynasty

 

Battle between Heraclius and the Persians. Fresco by Piero della Francesca, c. 1452
 
 
By 650 (pictured) the empire had lost all its southern provinces, except the Exarchate of Africa, to the Rashidun Caliphate. At the same time the Slavs invaded and settled in the Balkans.

 

After Maurice's murder by Phocas, Khosrau used the pretext to reconquer the Roman province of Mesopotamia.[64] Phocas, an unpopular ruler invariably described in Byzantine sources as a "tyrant", was the target of a number of Senate-led plots. He was eventually deposed in 610 by Heraclius, who sailed to Constantinople from Carthage with an icon affixed to the prow of his ship.[65]

 

Following the accession of Heraclius, the Sassanid advance pushed deep into the Levant, occupying Damascus and Jerusalem and removing the True Cross to Ctesiphon.[66] The counter-attack launched by Heraclius took on the character of a holy war, and an acheiropoietos image of Christ was carried as a military standard[67] (similarly, when Constantinople was saved from a combined Avar–Sassanid–Slavic siege in 626, the victory was attributed to the icons of the Virgin that were led in procession by Patriarch Sergius about the walls of the city).[68] In this very siege of Constantinople of the year 626, amidst the climactic Byzantine–Sasanian War of 602–628, the combined Avar, Sassanid, and Slavic forces unsuccessfully besieged the Byzantine capital between June and July. After this, the Sassanid army was forced to withdraw to Anatolia. The loss came just after news had reached them of yet another Byzantine victory, where Heraclius's brother Theodore scored well against the Persian general Shahin.[69] Following this, Heraclius led an invasion into Sassanid Mesopotamia once again.

 

The main Sassanid force was destroyed at Nineveh in 627, and in 629 Heraclius restored the True Cross to Jerusalem in a majestic ceremony,[70] as he marched into the Sassanid capital of Ctesiphon, where anarchy and civil war reigned as a result of the enduring war. Eventually, the Persians were obliged to withdraw all armed forces and return Sassanid-ruled Egypt, the Levant and whatever imperial territories of Mesopotamia and Armenia were in Roman hands at the time of an earlier peace treaty in c. 595. The war had exhausted both the Byzantines and Sassanids, however, and left them extremely vulnerable to the Muslim forces that emerged in the following years.[71] The Byzantines suffered a crushing defeat by the Arabs at the Battle of Yarmouk in 636, while Ctesiphon fell in 637.[72]

 

First Arab siege of Constantinople (674–678) and the theme system

 

The Arabs, now firmly in control of Syria and the Levant, sent frequent raiding parties deep into Asia Minor, and in 674–678 laid siege to Constantinople itself. The Arab fleet was finally repulsed through the use of Greek fire, and a thirty-years' truce was signed between the empire and the Umayyad Caliphate.[73] However, the Anatolian raids continued unabated, and accelerated the demise of classical urban culture, with the inhabitants of many cities either refortifying much smaller areas within the old city walls or relocating entirely to nearby fortresses.[74] Constantinople itself dropped substantially in size, from 500,000 inhabitants to just 40,000–70,000, and, like other urban centres, it was partly ruralised. The city also lost the free grain shipments in 618, after Egypt fell first to the Persians and then to the Arabs, and public wheat distribution ceased.[75]

The void left by the disappearance of the old semi-autonomous civic institutions was filled by the system called theme, which entailed dividing Asia Minor into "provinces" occupied by distinct armies that assumed civil authority and answered directly to the imperial administration. This system may have had its roots in certain ad hoc measures taken by Heraclius, but over the course of the 7th century it developed into an entirely new system of imperial governance.[76] The massive cultural and institutional restructuring of the empire consequent on the loss of territory in the 7th century has been said to have caused a decisive break in east Mediterranean Romanness, and that the Byzantine state is subsequently best understood as another successor state rather than a real continuation of the Roman Empire.[77]

 

 

Late Heraclian dynasty

 
Constantine IV and his retinue, mosaic in Basilica of Sant'Apollinare in Classe. Constantine IV defeated the First Arab siege of Constantinople.

The withdrawal of large numbers of troops from the Balkans to combat the Persians and then the Arabs in the east opened the door for the gradual southward expansion of Slavic peoples into the peninsula, and, as in Asia Minor, many cities shrank to small fortified settlements.[78] In the 670s, the Bulgars were pushed south of the Danube by the arrival of the Khazars. In 680, Byzantine forces sent to disperse these new settlements were defeated.[79]

In 681, Constantine IV signed a treaty with the Bulgar khan Asparukh, and the new Bulgarian state assumed sovereignty over several Slavic tribes that had previously, at least in name, recognised Byzantine rule.[79] In 687–688, the final Heraclian emperor, Justinian II, led an expedition against the Slavs and Bulgarians, and made significant gains, although the fact that he had to fight his way from Thrace to Macedonia demonstrates the degree to which Byzantine power in the north Balkans had declined.[80]

 

Justinian II attempted to break the power of the urban aristocracy through severe taxation and the appointment of "outsiders" to administrative posts. He was driven from power in 695, and took shelter first with the Khazars and then with the Bulgarians. In 705, he returned to Constantinople with the armies of the Bulgarian khan Tervel, retook the throne and instituted a reign of terror against his enemies. With his final overthrow in 711, supported once more by the urban aristocracy, the Heraclian dynasty came to an end.[81]

 

Second Arab siege of Constantinople (717–718) and the Isaurian dynasty

The Byzantine Empire at the accession of Leo III, c. 717. Striped indicates areas raided by the Umayyads.
 
 
Gold solidus of Leo III (left), and his son and heir, Constantine V (right)

 

In 717 the Umayyad Caliphate launched the siege of Constantinople (717–718) which lasted for one year. However, the combination of Leo III the Isaurian's military genius, the Byzantines' use of Greek Fire, a cold winter in 717–718, and Byzantine diplomacy with the Khan Tervel of Bulgaria resulted in a Byzantine victory. After Leo III turned back the Muslim assault in 718, he addressed himself to the task of reorganising and consolidating the themes in Asia Minor. In 740 a major Byzantine victory took place at the Battle of Akroinon where the Byzantines destroyed the Umayyad army once again.[citation needed]

 

Leo III the Isaurian's son and successor, Constantine V, won noteworthy victories in northern Syria and also thoroughly undermined Bulgarian strength.[82] In 746, profiting by the unstable conditions in the Umayyad Caliphate, which was falling apart under Marwan II, Constantine V invaded Syria and captured Germanikeia, and the Battle of Keramaia resulted in a major Byzantine naval victory over the Umayyad fleet. Coupled with military defeats on other fronts of the Caliphate and internal instability, Umayyad expansion came to an end.

 

 

Religious dispute over iconoclasm

Main article: Byzantine iconoclasm
 
A Simple Cross: An example of Iconoclast art in the Hagia Irene Church in Istanbul.

The 8th and early 9th centuries were also dominated by controversy and religious division over Iconoclasm, which was the main political issue in the empire for over a century. Icons (here meaning all forms of religious imagery) were banned by Leo and Constantine from around 730, leading to revolts by iconodules (supporters of icons) throughout the empire. After the efforts of empress Irene, the Second Council of Nicaea met in 787 and affirmed that icons could be venerated but not worshipped. Irene is said to have endeavoured to negotiate a marriage between herself and Charlemagne, but, according to Theophanes the Confessor, the scheme was frustrated by Aetios, one of her favourites.[83]

In the early 9th century, Leo V reintroduced the policy of iconoclasm, but in 843 Empress Theodora restored the veneration of icons with the help of Patriarch Methodios.[84] Iconoclasm played a part in the further alienation of East from West, which worsened during the so-called Photian schism, when Pope Nicholas I challenged the elevation of Photios to the patriarchate.[85]

 

 

Macedonian dynasty and resurgence (867–1025)

The Byzantine Empire, c. 867

 

The accession of Basil I to the throne in 867 marks the beginning of the Macedonian dynasty, which ruled for 150 years. This dynasty included some of the ablest emperors in Byzantium's history, and the period is one of revival. The empire moved from defending against external enemies to reconquest of territories.[86] The Macedonian dynasty was characterised by a cultural revival in spheres such as philosophy and the arts. There was a conscious effort to restore the brilliance of the period before the Slavic and subsequent Arab invasions, and the Macedonian era has been dubbed the "Golden Age" of Byzantium.[86] Although the empire was significantly smaller than during the reign of Justinian, it had regained much strength, as the remaining territories were less geographically dispersed and more politically, economically, and culturally integrated.

 

 

Wars against the Abbasids

Main article: Arab–Byzantine wars
 
The general Leo Phokas defeats the Hamdanid Emirate of Aleppo at Andrassos in 960, from the Madrid Skylitzes

Taking advantage of the Empire's weakness after the Revolt of Thomas the Slav in the early 820s, the Arabs re-emerged and captured Crete. They also successfully attacked Sicily but in 863 general Petronas gained a decisive victory at the Battle of Lalakaon against Umar al-Aqta, the emir of Melitene (Malatya). Under the leadership of emperor Krum, the Bulgarian threat also re-emerged, but in 815–816 Krum's son, Omurtag, signed a peace treaty with Leo V.[87]

In the 830s the Abbasid Caliphate started military excursions culminating with a victory in the Sack of Amorium. The Byzantines then counter-attacked and sacked Damietta in Egypt. Later the Abbasid Caliphate responded by sending their troops into Anatolia again, sacking and marauding until they were eventually annihilated by the Byzantines at the Battle of Lalakaon in 863.

 

In the early years of Basil I's reign, Arab raids on the coasts of Dalmatia and the siege of Ragusa (866–868) were defeated and the region once again came under secure Byzantine control. This enabled Byzantine missionaries to penetrate to the interior and convert the Serbs and the principalities of modern-day Herzegovina and Montenegro to Christianity.[88]

By contrast, the Byzantine position in Southern Italy was gradually consolidated; by 873 Bari was once again under Byzantine rule and most of Southern Italy remained in the empire for the next 200 years.[88][89] On the more important eastern front, the empire rebuilt its defences and went on the offensive. The Paulicians were defeated at the Battle of Bathys Ryax and their capital of Tephrike (Divrigi) taken, while the offensive against the Abbasid Caliphate began with the recapture of Samosata.[88]

 
10th century military successes were coupled with a major cultural revival, the so-called Macedonian Renaissance. Miniature from the Paris Psalter, an example of Hellenistic-influenced art.

Under Basil's son and successor, Leo VI the Wise, the gains in the east against the enfeebled Abbasid Caliphate continued. Sicily was lost to the Arabs in 902, and, in 904 Thessaloniki, the Empire's second city was sacked by an Arab fleet. The naval weakness of the empire was rectified. Despite this revenge, the Byzantines were still unable to strike a decisive blow against the Muslims, who inflicted a crushing defeat on the imperial forces when they attempted to regain Crete in 911.[90]

The death of the Bulgarian tsar Simeon I in 927 severely weakened the Bulgarians, allowing the Byzantines to concentrate on the eastern front.[91] Melitene was permanently recaptured in 934 and in 943 the famous general John Kourkouas continued the offensive in Mesopotamia with some noteworthy victories, culminating in the reconquest of Edessa. Kourkouas was especially celebrated for returning to Constantinople the venerated Mandylion, a relic purportedly imprinted with a portrait of Jesus.[92]

 

The soldier-emperors Nikephoros II Phokas (r. 963–969) and John I Tzimiskes (969–976) expanded the empire well into Syria, defeating the emirs of north-west Iraq. Nikephoros took the great city of Aleppo in 962, and the Arabs were decisively expelled from Crete in 963. The recapture of Crete in the siege of Chandax put an end to Arab raids in the Aegean, allowing mainland Greece to flourish again. Cyprus was permanently retaken in 965 and the successes of Nikephoros culminated in 969 with the siege of Antioch and its recapture, which he incorporated as a province of the Empire.[93]

 

His successor John Tzimiskes recaptured Damascus, Beirut, Acre, Sidon, Caesarea and Tiberias, putting Byzantine armies within striking distance of Jerusalem, although the Muslim power centres in Iraq and Egypt were left untouched.[94] After much campaigning in the north, the last Arab threat to Byzantium, the rich province of Sicily, was targeted in 1025 by Basil II, who died before the expedition could be completed. By that time the empire stretched from the straits of Messina to the Euphrates and from the Danube to Syria.[95]

 

 

Wars against the Bulgarian Empire

Further information: Byzantine–Bulgarian wars

 

Emperor Basil II (r. 976–1025)
 
 
The extent of the Empire under Basil II

 

The traditional struggle with the See of Rome continued through the Macedonian period, spurred by the question of religious supremacy over the newly Christianised state of Bulgaria.[86] Ending eighty years of peace between the two states, the powerful Bulgarian tsar Simeon I invaded in 894 but was pushed back by the Byzantines, who used their fleet to sail up the Black Sea to attack the Bulgarian rear, enlisting the support of the Hungarians.[96] The Byzantines were defeated at the Battle of Boulgarophygon in 896, however, and agreed to pay annual subsidies to the Bulgarians.[90]

Leo the Wise died in 912, and hostilities soon resumed as Simeon marched to Constantinople at the head of a large army.[97] Although the walls of the city were impregnable, the Byzantine administration was in disarray and Simeon was invited into the city, where he was granted the crown of basileus (emperor) of Bulgaria and had the young emperor Constantine VII marry one of his daughters. When a revolt in Constantinople halted his dynastic project, he again invaded Thrace and conquered Adrianople.[98] The empire now faced the problem of a powerful Christian state within a few days' marching distance from Constantinople,[86] as well as having to fight on two fronts.[90]

 

A great imperial expedition under Leo Phocas and Romanos I Lekapenos ended with another crushing Byzantine defeat at the Battle of Achelous in 917, and the following year the Bulgarians were free to ravage northern Greece. Adrianople was plundered again in 923, and a Bulgarian army laid siege to Constantinople in 924. Simeon died suddenly in 927, however, and Bulgarian power collapsed with him. Bulgaria and Byzantium entered a long period of peaceful relations, and the Empire was now free to concentrate on the eastern front against the Muslims.[99] In 968, Bulgaria was overrun by the Rus' under Sviatoslav I of Kiev, but three years later, John I Tzimiskes defeated the Rus' and re-incorporated Eastern Bulgaria into the Byzantine Empire.[100]

 

Bulgarian resistance revived under the rule of the Cometopuli dynasty, but the new Emperor Basil II (r. 976–1025) made the submission of the Bulgarians his primary goal.[101] Basil's first expedition against Bulgaria, however, resulted in a defeat at the Gates of Trajan. For the next few years, the emperor was preoccupied with internal revolts in Anatolia, while the Bulgarians expanded their realm in the Balkans. The war dragged on for nearly twenty years. The Byzantine victories of Spercheios and Skopje decisively weakened the Bulgarian army, and in annual campaigns, Basil methodically reduced the Bulgarian strongholds.[101] At the Battle of Kleidion in 1014 the Bulgarians were annihilated: their army was captured, and it is said that 99 out of every 100 men were blinded, with the hundredth man left with one eye so he could lead his compatriots home. When Tsar Samuil saw the broken remains of his once formidable army, he died of shock. By 1018, the last Bulgarian strongholds had surrendered, and the country became part of the Empire.[101] This victory restored the Danube frontier, which had not been held since the days of the Emperor Heraclius.[95]

 

 

Relations with the Kievan Rus'

 

Rus' under the walls of Constantinople (860)

 

 

Varangian Guardsmen, an illumination from the Skylitzis Chronicle

 

Between 850 and 1100, the empire developed a mixed relationship with the new state of the Kievan Rus', which had emerged to the north across the Black Sea.[102] This relationship had long-lasting repercussions in the history of the East Slavs, and the empire quickly became the main trading and cultural partner for Kiev. The Rus' launched their first attack against Constantinople in 860, pillaging the suburbs of the city. In 941, they appeared on the Asian shore of the Bosphorus, but this time they were crushed, an indication of the improvements in the Byzantine military position after 907, when only diplomacy had been able to push back the invaders. Basil II could not ignore the emerging power of the Rus', and, following the example of his predecessors, he used religion as a means for achieving political purposes.[103] Rus'–Byzantine relations became closer following the marriage of Anna Porphyrogeneta to Vladimir the Great in 988, and the subsequent Christianisation of the Rus'.[102] Byzantine priests, architects, and artists were invited to work on numerous cathedrals and churches around Rus', expanding Byzantine cultural influence even further, while numerous Rus' served in the Byzantine army as mercenaries, most notably as the famous Varangian Guard.[102]

Even after the Christianisation of the Rus', however, relations were not always friendly. The most serious conflict between the two powers was the war of 968–971 in Bulgaria, but several Rus' raiding expeditions against the Byzantine cities of the Black Sea coast and Constantinople itself are also recorded. Although most were repulsed, they were often followed by treaties that were generally favourable to the Rus', such as the one concluded at the end of the war of 1043, during which the Rus' indicated their ambitions to compete with the Byzantines as an independent power.[103]

 

 

Campaigns in the Caucasus

 

Between 1021 and 1022, following years of tensions, Basil II led a series of victorious campaigns against the Kingdom of Georgia, resulting in the annexation of several Georgian provinces to the Empire. Basil's successors also annexed Bagratid Armenia in 1045. Importantly, both Georgia and Armenia were significantly weakened by the Byzantine administration's policy of heavy taxation and abolishing of the levy. The weakening of Georgia and Armenia played a significant role in the Byzantine defeat at Manzikert in 1071.[104]

 

 

Apex

 
Constantinople was the largest and wealthiest city in Europe throughout late antiquity and most of the Middle Ages until the Fourth Crusade in 1204.

Basil II is considered among the most capable Byzantine emperors and his reign as the apex of the empire in the Middle Ages. By 1025, the date of Basil II's death, the Byzantine Empire stretched from Armenia in the east to Calabria in Southern Italy in the west.[95] Many successes had been achieved, ranging from the conquest of Bulgaria to the annexation of parts of Georgia and Armenia, and the reconquest of Crete, Cyprus, and the important city of Antioch. These were not temporary tactical gains but long-term reconquests.[88]

Leo VI achieved the complete codification of Byzantine law in Greek. This monumental work of 60 volumes became the foundation of all subsequent Byzantine law and is still studied today.[105] Leo also reformed the administration of the Empire, redrawing the borders of the administrative subdivisions (the Themata, or "Themes") and tidying up the system of ranks and privileges, as well as regulating the behaviour of the various trade guilds in Constantinople. Leo's reform did much to reduce the previous fragmentation of the Empire, which henceforth had one centre of power, Constantinople.[106] However, the increasing military success of the empire greatly enriched and gave the provincial nobility more power over the peasantry, who were essentially reduced to a state of serfdom.[107]

 

Under the Macedonian emperors, the city of Constantinople flourished, becoming the largest and wealthiest city in Europe, with a population of approximately 400,000 in the 9th and 10th centuries.[108] During this period, the Byzantine Empire employed a strong civil service staffed by competent aristocrats that oversaw the collection of taxes, domestic administration, and foreign policy. The Macedonian emperors also increased the Empire's wealth by fostering trade with Western Europe, particularly through the sale of silk and metalwork.[109]